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Financial Crime Compliance - Shanghai
March 22, 2018

Deloitte Headquarters
30/F Bund Center
222 Yan An Road East
200002, Shanghai






PROGRAM  | 
议程


Thursday, March 22  |  三月二十二日,星期四

9:00 – 9:30
Registration/Sign in | 签到

9:30 – 9:40
Welcome | 欢迎致辞

9:40 – 10:10
Sanctions Risk Mitigation in International Transaction Banking 
国际交易银行业务中的制裁风险缓解


Control strategies to address three key emerging risk areas: North Korean
Sanctions, Cryptocurrency, and Beneficial Ownership.

三个主要新兴风险领域的控制战略:朝鲜制裁,
加密货币和受益所有权。

Speaker
            
             Doug Sibley, BMO Capital Markets
             演讲嘉宾: 松俊江, BMO资本市场

10:10 – 10:40
Domestic Anti-Money Laundering Policy Interpretation
国内反洗 钱政策解读


To update and discuss current local policy and requirements of AML, and
also the potential future of such procedures.

本地反洗钱政策与要求及其可能发展趋势的最新动态与探讨

10:40 – 11:10
BAFT Combating Trade Based Money Laundering: Rethinking the Approach 
BAFT打击以贸易为基础的洗钱活动:重新思考方案


Review of BAFT’s recently released paper that proposes alternative,
collaborative approaches to solving the problem of trade based money
laundering by increasing the public and private sector partnership.

细论BAFT阐述通过增加公私部门合作解决贸易基础洗钱的
替代协作方法

Speaker

              Stacey Facter, BAFT
              演讲嘉宾: Stacey Facter, 银行家金融及贸易协会

11:10 – 11:30
Networking Coffee/Tea Break
茶歇时间


11:30 – 12:00
Innovation in Financial Technology for Usage in the Field of Anti-Money Laundering
金融科技创新在反洗钱领域的应用


Innovative ways and methodologies in using the latest technological
advantage to counter the challenges faced in financial crime.

运用最新技术优势应对金融犯罪挑战的创新方案

Speaker

              Jiang Li, Microsoft China
              演讲嘉宾: 黎江, 微软中国


12:00 – 12:30
Wolfsberg Customer Due Diligence Questionnaire: Update
沃尔夫 斯堡 尽职调查问卷:最新动态

A detailed discussion on the updated Due Diligence Questionnaire planned
for release this February. The materials include publication guidance (who
this applies to, reasons for doing it, expectations for implementation);
completion guidance (a question by question explanation of what each
question means and how to respond to it); FAQs (questions the Group
already received and think are important for people to understand the
answers to) and a glossary (consistent terminology so people don’t
interpret inappropriately/incorrectly and so FIs have the same baseline of
understanding on e.g. products).

细论沃尔夫斯堡今年二月发布的最新尽职调查问卷,包括发布
指引(适用于谁、实施原因、实施期望)、完成指引(通过问
题解释每个问题的含义以及如何回应)、常见问题(按其重要
性解答已收集的问题)和词汇表(统一术语,避免不适当或不
正确的解释,确保金融机构理解基准一致)。

Speakers
              Radish Singh, Deloitte and Stacey Facter, BAFT
              演讲嘉宾: Radish Singh, 德勤及Stacey Facter, 银行家 金融及贸易协会

12:30 – 13:00
Discussion on the Topic of Overseas Compliance 
关于海外合规的探讨


To present and discuss how the compliance procedures of other countries
affects the local AML policies and procedures.

国外合规程序如何影响当地的反洗钱政策和程序

Speakers
              Radish Singh, Deloitte and Stacey Facter, BAFT
              演讲嘉宾: Radish Singh, 德勤及Stacey Facter, 银行家 金融及贸易协会

13:00
Closing Remarks
闭幕辞