Preliminary Program
Wednesday, May 9, 2018
8:30 AM – 11:30 AM
Special Bonus to all Workshop Attendees
Attendees of the Financial Crime Compliance Workshop 2.0 – North America are eligible to attend the Wednesday sessions during the North America Annual Conference as part of their workshop registration. The North America Annual Conference Wednesday program includes a plenary presentation plus sessions on trade and cybersecurity.
North America Annual Conference Wednesday Sessions
8:45 AM – 9:15 AM
Keynote Address
9:15 AM – 10:15 AM
Innovation and Transaction Banking
10:15 AM – 11:15 AM
Cybersecurity and Practical Approaches to Defense
What keeps us up at night? This session will provide an update on fraud landscape, discuss next generation fraud initiatives, best practices, strategic and tactical initiatives plus hear recommendations from participants and panel experts.
11:30AM – 5:30PM
Post Conference Workshop: Financial Crime Compliance Workshop 2.0
A deeper dive discussion on two of the most pressing topics in Financial Crime Compliance today – Trade Based Money Laundering and Correspondent Banking. Workshop is intentionally planned to be smaller in size with limited seats to provide a more open and interactive discussion on the topics at hand. Separate registration required. Annual Conference attendees receive a significant discount off the workshop price.
11:00AM – 12:30P
Post Conference Workshop Registration
11:30AM – 12:15PM
12:30PM – 2:15PM
Welcome/Workshop Overview
12:30PM – 2:15PM
Trade Based Money Laundering
  • What is TBML?
  • Typologies/Case Study
  • Combating TBML: Rethinking the Approach
2:15PM – 3:15PM
Correspondent Banking: AML Requirements
  • Initial
  • Event-driven and periodic refresh
  • Transaction monitoring
3:15PM – 3:30PM
Networking Coffee/Tea Break
3:30PM – 4:15PM
Correspondent Banking: Clarification of Regulatory/Supervisory Expectations
4:15PM – 4:45PM
Wolfsberg Customer Due Diligence Questionnaire Update
4:45PM – 5:30PM
Correspondent Banking: Tools and Best Practices
  • KYC registries
  • Transaction monitoring powered by AI
  • Group-wide information sharing
  • BAFT’s respondent’s playbook
Workshop Wrap-up